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SOX Compliance Auditor - Manager
Assess and document the effectiveness of key SOX controls across the organization.
Bangalore
Senior
3 weeks ago
State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.
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✨ About The Role
- The role involves assisting with enterprise-wide scoping of accounts and disclosures, including quantitative and qualitative considerations.
- The candidate will be responsible for creating process documentation such as flowcharts and risk control matrices.
- Assessing, designing, documenting, and testing the operating effectiveness of key SOX controls in a timely manner is a key responsibility.
- The position requires maintaining detailed workpapers for walkthroughs and testing, as well as reviewing enterprise-wide issues to determine SOX applicability.
- The candidate will partner with external auditors and internal business associates to communicate findings from testing performed.
âš¡ Requirements
- The ideal candidate will have a Chartered Accountant (CA), Certified Public Accountant (CPA), or MBA in Finance with 7 to 10 years of experience in SOX compliance auditing.
- A strong background in accounting with practical knowledge of US GAAP, SOX 404, and SEC financial reporting standards is essential.
- The candidate should possess excellent time management and organizational skills, with the ability to prioritize and multitask effectively.
- Strong interpersonal, oral, and written communication skills are necessary to engage with management at all levels.
- A commitment to continuous learning and maintaining expertise in SOX compliance and related regulations is crucial for success in this role.
About State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.