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First Line Manager Investment Compliance Monitoring, Assistant Vice President (m/f/d)
Lead the implementation of regulatory projects within the Investment Compliance Monitoring team.
Frankfurt, Germany
Expert
5 days ago
State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.
Job is no longer active
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✨ About The Role
- As the First Line Manager for Investment Compliance Monitoring, you will lead the monitoring and coding team.
- You will serve as the primary point of contact for technical questions and legal interpretations of KAGB.
- The role involves coordinating daily operations and setting an example for your team through your work performance.
- You will be responsible for developing junior staff into experts in investment compliance.
- The position requires overseeing the implementation of regulatory projects and ensuring compliance with investment rules.
âš¡ Requirements
- The ideal candidate will have several years of experience in investment compliance, particularly with strong knowledge of KAGB regulations.
- A high level of technical understanding and project management experience is essential for success in this role.
- The candidate should possess excellent communication skills, particularly in explaining complex issues to team members and stakeholders.
- Proficiency in both German and English is required, with a strong emphasis on fluency in German.
- A background in economics, business law, or finance is preferred, along with relevant certifications in investment management.
First Line Manager Investment Compliance Monitoring, Assistant Vice President (m/f/d)
Frankfurt, Germany
Legal
Job is no longer active
About State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.