✨ About The Role
- The Compliance Officer will focus on oversight and guidance related to Investment Services and Global Delivery products.
- Responsibilities include working on the Compliance Oversight Program with a focus on depository and custody areas.
- The role involves identifying and analyzing compliance advice on applicable laws and regulations.
- The candidate will design, plan, conduct, and report on testing within Compliance Advisory Reviews.
- The position requires supporting regulatory exams and investigations as appropriate.
âš¡ Requirements
- The ideal candidate will have expertise in compliance, legal, or audit functions within the Financial Services sector.
- Strong attention to detail is essential for success in this role.
- The candidate should be able to work independently while also collaborating with a broader team.
- A fast-paced environment is where the successful candidate thrives.
- Experience in risk assessment frameworks and compliance strategies is highly valued.