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Compliance Officer, Assistant Vice President

Assist in designing and implementing compliance control processes for asset services.
Boston
Mid-Level
2 weeks ago
State Street

State Street

State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.

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✨ About The Role

- The Compliance Officer will assist in the execution of the compliance framework to meet legal and regulatory obligations. - Responsibilities include conducting compliance risk assessments and reporting compliance health to governing bodies. - The role involves working closely with colleagues to design and implement compliance control processes and procedures. - The candidate will escalate regulatory issues and monitor product launches to ensure compliance programs are up to date. - Participation in the development of corrective action plans to manage change and improve processes is expected.

âš¡ Requirements

- The ideal candidate will have a strong background in compliance, particularly within the financial services sector. - A proactive attitude and excellent communication skills are essential for success in this role. - The candidate should possess strong project management skills, with the ability to manage complex projects effectively. - Attention to detail and the ability to analyze regulations will be crucial for navigating compliance obligations. - Experience in fostering a positive culture of compliance and working collaboratively with various teams is important.
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Compliance Officer, Assistant Vice President
Boston
Legal
About State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.