✨ About The Role
- The Compliance Officer will assist in the execution of the compliance framework to meet legal and regulatory obligations.
- Responsibilities include conducting compliance risk assessments and reporting compliance health to governing bodies.
- The role involves working closely with colleagues to design and implement compliance control processes and procedures.
- The candidate will escalate regulatory issues and monitor product launches to ensure compliance programs are up to date.
- Participation in the development of corrective action plans to manage change and improve processes is expected.
âš¡ Requirements
- The ideal candidate will have a strong background in compliance, particularly within the financial services sector.
- A proactive attitude and excellent communication skills are essential for success in this role.
- The candidate should possess strong project management skills, with the ability to manage complex projects effectively.
- Attention to detail and the ability to analyze regulations will be crucial for navigating compliance obligations.
- Experience in fostering a positive culture of compliance and working collaboratively with various teams is important.