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CASS Regulatory Oversight And Control (operational Risk), Officer
Oversee and ensure compliance with the CASS Resolution Pack and related regulatory requirements.
Edinburgh, Scotland, United Kingdom
Mid-Level
1 week ago
State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.
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✨ About The Role
- The CASS Regulatory Oversight and Control Officer will be responsible for ensuring compliance with the FCA CASS sourcebook.
- The role involves completing oversight tasks related to the CASS Resolution Pack and Client Money & Asset Return.
- The officer will own any CASS Office breaches and oversee remediation activities.
- Conducting controls assurance and authoring reports will be key responsibilities of this position.
- The officer will support the production of CASS management information and review business trends.
âš¡ Requirements
- The ideal candidate will have experience in regulatory obligations and a strong understanding of the risk and control environment.
- A background in project participation and assurance programmes is preferred for this role.
- The candidate should possess meticulous attention to detail and the ability to follow up effectively.
- Strong communication skills are essential for collaborating with colleagues at different levels within the organization.
- A growth mindset that welcomes change, challenge, and curiosity will be beneficial in this dynamic role.
CASS Regulatory Oversight And Control (operational Risk), Officer
Edinburgh, Scotland, United Kingdom
Legal
About State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.