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BU Compliance, AVP
Independently manage compliance risk management projects to enhance regulatory adherence.
Tokyo
Senior
yesterday
State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.
Job is no longer active
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✨ About The Role
- The Compliance Officer will develop and implement the compliance program for State Street Trust and Banking Co., Ltd. and its Tokyo Branch.
- Responsibilities include ensuring compliance with local and global regulations and corporate policies.
- The role involves coordinating regulatory inspections and managing compliance risk management projects independently.
- The candidate will provide regulatory analysis and compliance-related guidance to various business functions.
- The position requires collaboration with Investment Services Compliance matters and conducting administrative duties as needed.
âš¡ Requirements
- The ideal candidate should have over 5 years of experience in compliance, risk management, or internal control within the financial services sector.
- A strong understanding of the Japan securities and banking regulatory environment is essential for success in this role.
- The candidate should possess experience with regulatory inspections and regulatory registration, particularly in licensing.
- Excellent communication skills are necessary to act as a liaison with regulatory agencies and internal control groups.
- The candidate should be proactive in monitoring regulatory changes and implementing effective change management strategies.
BU Compliance, AVP
Tokyo
Legal
Job is no longer active
About State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.